Analyst Certification
Each Morgan Joseph TriArtisan LLC research analyst named on the front page of a research report certifies that the views expressed in the report accurately reflect their personal views about the subject securities and issues, and no part of compensation was, is, or will be directly or indirectly tied to the specific recommendations or views contained in any research report.

Potential Conflicts of Interest
Research analyst compensation is dependent, in part, upon investment banking revenues received by Morgan Joseph TriArtisan LLC.

Morgan Joseph TriArtisan LLC intends to seek or expects to receive compensation for investment banking services from the subject company within the next three months.

Price Charts
In accordance with FINRA Rule 2711, Morgan Joseph TriArtisan LLC has made available price charts which map our stock recommendations, price targets, initiations and cessations of research coverage to daily price activity.

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Investment Banking
In the previous 12 months, Morgan Joseph TriArtisan LLC has acted as co-manager for the public offering of the following securities:

NeoStem, Inc.

NBS

In the previous 12 months, Morgan Joseph TriArtisan LLC has provided investment banking services to:

Amarin Corporation	AMRN
GlobalSCAPE, Inc.	GSB
Local.com Corporation	LOCM
NeoStem, Inc.	NBS

Morgan Joseph TriArtisan LLC Stock Rating System

Rating	Description
BUY	A Buy rating is assigned when we do not believe the stock price adequately reflects a company's prospects over 12-18 months.
HOLD	A Hold rating is assigned when we believe the stock price adequately reflects a company's prospects over 12-18 months.
SELL	A Sell rating is assigned when we believe the stock price more than adequately reflects a company's prospects over 12-18 months.

Other Disclosures
The information contained herein is based upon sources believed to be reliable but is not guaranteed by us and is not considered to be all inclusive. It is not to be construed as an offer or the solicitation of an offer to sell or buy the securities mentioned herein. Morgan Joseph TriArtisan LLC, its affiliates, shareholders, officers, staff, and/or members of their families, may have a position in the securities mentioned herein, and, before or after your receipt of this report, may make or recommend purchases and/or sales for their own accounts or for the accounts of other customers of the Firm from time to time in the open market or otherwise. Opinions expressed are our present opinions only and are subject to change without notice. Morgan Joseph TriArtisan LLC is under no obligation to provide updates to the opinions or information provided herein. Additional information is available upon request.