| Date | Client | Type | $mm | Industry | Transaction Summary | |
| 12/11 | Ryan Partnership | Advisory | N/D | TMT | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 12/11 | MML Capital / The Stanton Group | Advisory | N/D | Consumer | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 12/11 | GlobalSCAPE, Inc. | Advisory | $17 | TMT | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 11/11 | CCO Holdings, LLC | Financing | $750 | TMT | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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| 11/11 | Digital Domain Media Group, Inc. | Financing | $42 | TMT | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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| 10/11 | Katy Industries, Inc. | Advisory | $19 | Industrial | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 10/11 | Metropolitan Health Networks, Inc. | Advisory | $416 | Healthcare | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 10/11 | Michael Baker Corporation | Advisory | $50 | Industrial | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 8/11 | (mt) Media Temple, Inc. | Advisory | N/D | TMT | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 8/11 | Japanese Consortium | Advisory | $680 | Industrial | Morgan Joseph TriArtisan served as sole financial advisor in connection with this transaction. | |
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| 7/11 | The Merit Group, Inc. | Advisory | $46 | Industrial | Morgan Joseph TriArtisan served as financial advisor to The Merit Group, Inc. in a sale of substantially all its assets pursuant to Section 363 of the United States Bankruptcy Code. | |
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| 7/11 | Sur La Table, Inc. | Advisory | N/D | Consumer | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 7/11 | NeoStem, Inc. | Financing | $17 | Healthcare | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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| 7/11 | Biological Mimetics, Inc. | Advisory | Healthcare | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | ||
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| 7/11 | ValveXchange Inc. | Financing | $6 | Healthcare | Morgan Joseph TriArtisan served as financial advisor and placement agent in connection with this transaction. | |
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| 7/11 | Emivest Aerospace Corporation | Advisory | Industrial | Morgan Joseph TriArtisan served as financial advisor to Emivest Aerospace Corporation in a DIP financing and sale pursuant to Section 363 of the United States Bankruptcy Code. | ||
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| 6/11 | CRS Reprocessing, LLC | Financing | $35 | TMT | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 6/11 | Vitro America, LLC | Advisory | $64 | Industrial | Morgan Joseph TriArtisan served as financial advisor to Vitro America, LLC in a DIP financing and sale pursuant to Section 363 of the United States Bankruptcy Code. | |
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| 6/11 | Applied Solar Technologies (AST) | Financing | $5 | TMT | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 6/11 | Power Partners Inc. | Financing | $30 | Industrial | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 5/11 | Cummings Incorporated | Advisory | $12 | Industrial | Morgan Joseph TriArtisan served as financial advisor in connection with this transaction. | |
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| 5/11 | Identive Group, Inc. | Financing | $20 | TMT | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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| 5/11 | The Reybold Group | Advisory | $117 | Real Estate | Morgan Joseph TriArtisan served as financial advisor to The Reybold Group in an out of court recapitalization of the Company’s balance sheet. | |
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| 5/11 | ImmunoGen, Inc. | Financing | $84 | Healthcare | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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| 5/11 | China Growth Equity Investment Ltd. | Financing | $50 | SPAC | Morgan Joseph TriArtisan served as a co-manager in connection with this offering. | |
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